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Appendix 3: Climate- sensitive parameters: detailed evaluation of regulatory sections

Environmental Fate Studies

Efate Testing
Details
Test media parameters
Temperature
Moisture
Light
Considerations on how to update/refine parameter values
Climate Sensitive (yes/no/​maybe)
OECD Guideline 307 (aerobic) (2002)
Laboratory
DT50 in aerobic soil
Metabolite determi­nation
Aerobic soil: temperature, moisture, organic carbon content, texture
20 ± 2
at a pF of between 2.0 and 2.5
carried out in the dark
Considerations: tests are performed under artificial / optimised conditions and degradation parameters are normalised for modelling --> thus an adjustment of test parameters is maybe not necessary (to be considered that biodegradation studies are performed at 12 °C under REACH)
Possible effects of climate change on study performance: in case of more droughts or flooding, soil sampling could become more challenging. Questions: How fast can the microbial communities recover after a drought? Should there be a guidance to interpret the results after extreme weather conditions as they are expected to increase?
Are additional tests needed to get more precise information to predict degradation under field conditions? How significantly are soil parameters generally affected by climate change:  changes in microbial communities? Effects on organic carbon content and other parameters? Effects on non-extractable residues (NER) formation/degradation?
yes
OECD Guideline 307 (anaerobic) (2002)
Laboratory, DT50 in anaerobic soil
Metabolite determination
Aerobic/​anaerobic soil: temperature, moisture, organic carbon content, texture
20 ± 2
at a pF of between 2.0 and 2.5 / flooded
carried out in the dark
Can anaerobic conditions become more or less relevant for registration? More precipitation? More droughts?
yes
OECD draft guideline (soil photolysis) (2002)
Laboratory,
DT50 soil photolysis, Metabolite determination
temperature, moisture, organic carbon content, texture
20 ± 2
75% of field capacity / air dried
Samples irradiated under conditions simulating natural sunlight
Are there more sunny days expected in some areas which could affect the potential for soil photolysis under natural conditions?
Effect of moisture on photolysis rate?
yes
OECD Series on Pesticides and Biocides No 82. (Terrestrial Field Dissipation) (2016)
Field study
DT50 /DegT50 field soil for parent and metabolites, if possible
Soil moisture, soil temperature, organic carbon content, texture
natural conditions
natural conditions
natural sunlight
Changes in temperature and moisture directly influence the rate of dissipation and metabolite formation.
Furthermore, effect of droughts and floods are expected, the risk for invalid trials can increase, for example flooding could ruin a field trial site. Leaching can be enhanced at higher precipitation rates than usual or if substance bound to organic carbon content is released again.
Possible adjustments: more trials to be investigated to cover risks? Investigations needed to ensure microbial activity? Influence on irrigation scheme?
yes
OECD Guideline 106 (adsorption/​desorption) (2000)
Laboratory
adsorption /desorption parameters in soil
temperature, pH, organic carbon content, soil texture
20 ± 2
soil/water slurry
carried out in the dark
Considerations: tests are performed under artificial / optimised conditions and parameters are normalised for modelling --> thus an adjustment of test parameters is maybe not necessary
--> however, adsorption is also influenced by temperature / organic carbon content / pH and minerals
yes
Scientific Opinion on aged sorption (2018)
Laboratory,
Aged sorption parameters
temperature, pH, organic carbon content, soil texture
20 ± 2
soil/water slurry
carried out in the dark
 
yes
OECD Guideline 312 (leaching in soil columns) (2004)
Laboratory
Mobility in soil columns
temperature, pH, organic carbon content, soil texture
18–25 °C
saturated conditions
carried out in the dark
 
yes
OECD Series on Testing and Assessment No. 22 (Lysimeter studies) (2000)
Semi-Field
Leaching behaviour
precipitation, temperature, pH, organic carbon content, soil texture
natural conditions
unsaturated/
saturated
natural  sunlight at the top
Similar considerations as for TFD studies - however, the studies are only performed in rare cases
yes
OECD Guideline 111 (hydrolysis) (2004)
Hydrolysis at pH 4,7, 9 at 50 °C (and potentially 2 further temperatures
temperature and pH, sterile buffer solutions at 2 pH values
50 °C and 2 additional temperatures
 -
carried out in the dark
The hydrolytic and photolytic behaviour is investigated under artificial conditions --> no adjustment is considered necessary
no
OECD Guideline 316 (direct photolysis) (2023)
Photolysis in sterile buffer
temperature, pH, sterile conditions
 23 to 27 °C (25 ± 2) °C
 -
Samples irradiated under conditions simulating natural sunlight / dark control
The hydrolytic and photolytic behaviour is investigated under artificial conditions --> no adjustment is considered necessary
no
OECD Guideline 316 (indirect photolysis) (2023)
Photolysis in natural water
temperature, pH
 23 to 27 °C (25 ± 2) °C
 
Samples irradiated under conditions simulating natural sunlight
Considerations:
tests are performed under artificial / optimised conditions and parameters are normalised for modelling --> thus an adjustment of test parameters is maybe not necessary (to be considered --> some studies for REACH are performed at 12 °C)
The following adjustments could be helpful: when can sampling be done after droughts or flooding to ensure representative microbially active water bodies?
Possible effects of climate change: How are water microorganism / particles / oxygen content and pH influenced by a changed temperature and changed precipitation or extreme events? How significant are the effects of droughts or rainfall events on particles / algae or microbial communities in the water? --> Changes could lead to different water parameters, more details for sampling times might be needed.
yes
OECD Guideline 309 (aerobic mineralisation in surface water) (2004)
DT50 in aerobic surface water
temperature, pH, oxygen concentration, redox potential
20 ± 2
 
carried out in the dark
yes
OECD Guideline 308 (aerobic degradation in water/sediment) (2002)
Degradation in water/​sediment systems
temperature, pH, oxygen concentration, redox potential
20 ± 2
 
carried out in the dark
yes
OECD Guideline 308 (irradiated aerobic degradation in water/sediment) (2002)
Degradation in water/​sediment systems under irradiated conditions
temperature, pH, oxygen concentration, redox potential
20 ± 2
 
Samples irradiated under conditions simulating natural sunlight
yes
OECD Guideline 301 (ready biodegradability) (1992)
Biodegra​dability
 
 
 
 
 
yes
Guidance document on the impact of water treatment processes (2023)
Potential Residues in drinking water
 
 
 
 
 
yes
Atkinson approach (calculation of photodegradation in air)
DT50 Air
 
 
 
 
 
yes
OECD Guideline 104 (vapour pressure) (2006)
Vapour pressure
 
 
 
 
 
yes
Transport via air
Assessment based on available data
 
 
 
 
 
yes
Overall Residue definition
Decline of parent and formation of metabolites in soil, water/​sediment and groundwater
 
 
 
 
Increased temperatures could lead to a higher degradation of parent and higher amounts of metabolites, general changes in microbial communities or organic carbon contents could also have an effect on the degradation potential in soil
yes

Environmental Fate Modelling

Details
Parameter name (if possible)
Considerations on how to update/refine parameter values
Climate Sensitive (yes/no/​maybe)
Background / Scenario data
Defined FOCUS crops for GW/SW
 
To be checked if new major crops are expected to emerge on the (Northern) European market and if they would need to be implemented as FOCUS crops
See DEPA report…e.g. Grain maize and some new protein and oil seed crops
yes
FOCUS crop distribution
 
Is the distribution of the crops as provided in FOCUS reports still up to date? Or was / will a major shift in crop regions take place? Do some (SEU/CEU) FOCUS crop need to be parameterised for NEU scenarios (e.g. maize)?
yes
Extension of GW/SW-Scenarios in EU/NEU
 
Are the current GW and SW FOCUS scenarios still appropriate? Is it sufficient to update the weather files or would it be more suitable to adopt the concept on a larger frame?
Do countries need to overthink "their" relevant scenarios?
yes
Drift curves
 
Are the Rautmann drift values still up to date even under changing climatic conditions? New values would be needed for further management/application techniques.
potentially
Weather parameters
Model parameter/variable
Air temperature
Air temperature affects soil temperature, which in turn impacts soil moisture, organic matter decomposition, evaporation, and pesticide degradation
yes
Model parameter/variable
Precipitation
Climate change can lead to changes in the amount, intensity, and distribution of precipitation. This can result in more frequent or intense rainfall events or prolonged dry periods. Changes in precipitation can impact soil moisture dynamics, runoff patterns, and the frequency and intensity of erosion events. This can affect the model's predictions of water movement and pesticide leaching.
yes
Model parameter/variable
Solar radiation
Solar radiation drives the evapotranspiration process, which is crucial for modelling soil moisture and water movement. Radiation in the atmosphere might change with changing composition (e.g. H2O and CO2 content). However, impact expected to be low.
no / indirectly sensitive
Model parameter/variable
Light day hours
Not directly affected by climate change. It is primarily determined by the Earth’s orbital parameters and axial tilt. Day length influences the amount of solar energy available for evapotranspiration. ==> no changes expected
no
Model parameter/variable
Humidity
Humidity affects the rate of evapotranspiration from soil and plants.
yes
Model parameter/variable
Wind speed 
 
no / indirectly sensitive
 
Dates of time series
Changes in weather data need to be considered and be updated on a regular basis:
1) Update to new time series based on recent data from MARS or local weather station. Update in regular (5-10 years) intervals. ==> better than current approach, however, still has the flaw that it only uses data from the past and is potentially still depending on single major events at specific dates
2) Implementation of scenarios/predictions/uncertainties of climate modelling ==> would make use of climate predictions for the future. Would need a major overhaul of the current status and potentially much more computing power.
3) A combination of both: Use recent (past) weather data and scale it up with climate predictions (e.g. temperature and rainfall factor, increased drought periods, extreme rainfalls...)
yes
 
Length of time steps
Currently the time steps of the weather data are 1 day. However, especially run-off and drainage events are driven by rainstorms which are sub-daily (if not sub-hourly). It would be important to cover these strong short-term rainfalls appropriately in the weather data. Some models like MACRO and PEARL can handle sub-daily rainfall, while e.g. PRZM cannot.
yes
Application Dates / Growth Stages
AppDate / BBCH stages for FOCUS crops / Emergence and Harvest dates for NEU GW scenarios
 
Application dates are usually defined by BBCH stages. Relationship is described in AppDate for FOCUS scenarios and the most relevant crops. These relationships might need to be reviewed.
Second season crops in NEU?
Additionally a more flexible approach could be envisaged e.g. using the temperature sum model (as e.g. implemented in FROGS). With this model BBCH stages could be "predicted" more flexible with changing weather time series.
yes
Model
PELMO
 
Models might need to be updated to be able to deal with extreme conditions, especially for short term rainfall events (sub daily or even sub-hourly). Usage of some models to be re-evaluated, since some models might not be adaptable.
yes
PEARL
 
 
MACRO
 
 
SWASH (SPIN, PRZM, TOXSWA, MACRO)
 
 
STEPS 1-2
 
Re-evaluation might be necessary to check if the percentages and assumption of drift/runoff/drainage, discharge volumes are still conservative
maybe
SWAN
 
Are the percentages for runoff/erosion reduction still appropriate? Or are more sophisticated models like VFSmod required? Consideration of runoff in NEU?
maybe
Nordic PECsoil calculator
 
Temperature in Finnish scenario
yes
PERSAM
 
Future model under discussion. OC content under discussion and climatic files potentially similarly impacted as in PEARL/PELMO
 
Field management practice
Model parameter/variable
Tillage
Potentially new farming practices are becoming more important e.g. to avoid erosion etc. No tillage and reduced tillage ==> might have impact on OC content
maybe
Model parameter/variable
Irrigation
To be evaluated weather irrigation as included in FOCUS needs to be adapted for crops/scenarios based on changing farmers practice and longer drought periods
yes
Soil parameters
Model parameter/variable
Soil temperature
Calculated by models based on air temperature
no
Model parameter/variable
Soil water content
Calculated by models based on precipitation/irrigation
no / indirectly sensitive
Model parameter/variable
Field capacity
Soil Water Retention Curve might be impacted by changes in organic carbon content.
maybe
Model parameter/variable
Wilting point
The wilting point itself is not directly sensitive to climate change as it is a property of the soil that remains relatively stable under different climatic conditions.
no
Model parameter/variable
Surface roughness (Manning in PRZM)
Climate change can influence surface roughness through changes in land use, vegetation cover, erosion rates, and precipitation patterns. For ex., more intense or frequent rainfall can lead to increased erosion, changing surface roughness. Changes in vegetation due to altered growing conditions or land management practices can also affect surface roughness.
Used in PRZM for erosion calculations (relevant for strongly compounds) and could also affect the performance of the filter strips. Depending on crop / crop stage. But currently it seems that this is not time dependent in FOCUS.
==> would need to be reviewed for SWASH and SWAN
no / indirectly sensitive
Model parameter/variable
organic matter content
Organic matter content may change over time which climate change. However, it is expected that changes take place over longer periods than the envisaged 10–25 years). Literature research and comparison of new/old database versions could give an indication of changes. Impact on PECs potentially large.
maybe
Model parameter/variable
Sand/Silt/Clay content
Indirectly sensitive: due to for ex. Erosion
no / indirectly sensitive
Model parameter/variable
Bulk density
Changes maybe in accordance with OC and management practices.
Abundance of earth worms may affect the soil structure.
no / indirectly sensitive
Model parameter/variable
soil pH
Soil pH may change over time with climate change. However, it is expected that changes take place over longer periods than the envisaged 10–25 years). Literature research and comparison of new/old database versions could give an indication of changes. Impact on PECs potentially small.
==> review relevant pH values for NEU countries
==> relevance of PEC calculations for substances with pH-dependency might change
maybe
Model parameter/variable
Ground water depth/bottom boundary
Ground water depth may change depending on precipitation and temperature. Impact on PEC-values is unclear. Sensitivity analysis could be done to evaluate if a major impact on pesticide risk assessment is expected
==> to be evaluated in which models this is relevant
yes
Model parameter
van Genuchten parameter
Would need to be adjusted in case new soil profiles are implemented
indirectly sensitive
Crop parameters
Model parameter/variable
Transpiration rate/​Evapo­transpiration rate (ET)
The key factors affecting ET in response to climate change include: temperature, precipitation, humidity & solar radiation
indirectly sensitive
Model parameter/variable
Emergence Date
Shifts in temperature and precipitation can alter when crops emerge, affecting growth and productivity and harvest date ==> see above for Application Dates; relevant for FOCUS scenarios and also NEU-specific GW scenarios
yes
Model parameter/variable
Harvest Date
yes
Model parameter/variable
Leaf Area Index (LAI)
Variations in temperature and precipitation influence LAI, which in turn affects plant growth and productivity. Impact on PEC calculations expected to be small (see section 4.2.2.6).
yes
Model parameter/variable
Crop Factor
Crop factor modifies the standard reference potential evapotranspiration (PET) into PET for the simulated crop. Variations in temperature and precipitation influence Kc. Impact on PEC calculations expected to be small (see section 4.2.2.6).
yes
Model parameter/variable
Rooting depth
Temperatures can influence root growth rates and depths, changes in precipitation affect soil moisture levels, which can influence root development. Impact on PEC calculations expected to be small (see section 4.2.2.6).
yes

Ecotoxicology

Ecotox Testing
Details
Test media parameters
Temperature
Light
Climate Sensitive (yes/no/​maybe)
Aquatic organism testing: 
OECD Guideline 203 (2019)
Fish (acute)
Water: Oxygen content, pH, hardness, salinity etc.
water temp 21–25 °C species specific
Lux 540–1000 species specific and
intensity 10–20 µE m2 s-1
yes
OECD Guideline 211 (2011)
Aquatic invertebrates (Daphnia reproduction)
Water: Oxygen content, pH hardness, salinity etc.
water temp 18–22 °C
Lux 1000–1500 and intensity 15–20 µE m2 s-1
yes
OECD Guideline 239 (2014)
Aquatic plants (Myriophyllum, rooted macrophyte)
Water and sediment characteristics; pH between 7.5 - 8.0 for water media, peat/clay/sand content of sediment + nutrient medium.
water temp 20 ± 2 °C
wavelength 400–700 nm at water surface and intensity 140 +/- 20  µE m2 s-2
yes
Soil organism testing: 
OECD Guideline 222 (2016)
Earthworm reproduction
Artificial soil composition; OMC, clay, calcium carbonate, sand etc.
ambient air temp 20±2 °C
Lux 400–800
yes
OECD Guideline 216 (2000)
Soil micro-organisms
Natural soil composition; OMC, sand content, pH, microbial biomass, water holding capacity, moisture content     (40-60%)
ambient air temp 20 ± 2 °C
carried out in the dark
yes
Terrestrial organism testing: 
OECD Guideline 223 (2016)
Avian (acute oral)
-
ambient air temp 15–27 °C
photoperiod 8hrs light : 16hrs dark
yes
OECD Guideline 213 (1998)
Pollinators (Honeybee acute oral)
-
ambient air temp 25 ± 2 °C and    50–70% humidity
carried out in the dark
yes
IOBC - SETAC
NTA - Aphidius extended lab
suitable plant for fecundity phase
ambient air temp  20 ± 3 °C and 50–90% RH
400–3000 Lux for mortality phase
4000–20 000 Lux for fecundity phase
yes
OECD 227 Guideline (2006)
Terrestrial plants: vegetative vigour
Artificial soil composition; OMC, clay, sand etc.
ambient air temp 22 ± 10 °C and humidity 70% ± 25%
wavelength 400–700 nm  and  intensity 350 +/- 50  µE m2 s-2
yes
Risk assessment:
details
Climate Sensitive (yes/no/​maybe)
Considerations regarding ecotox risk assessment
Ecotox testing involves measurement of survival, rate of reproduction, biomass, weight etc., to determine endpoints for use in the risk assessments; EC50,20,10, NOEC .
maybe
Impact of climate changes on biodiversity
yes
Potential change in species sensitivity
maybe
Risk assessment: NEU specific avian species to consider at specific BBCH growth stages of crop (Willow warbler etc.). Flowering stages of crop specific to bee exposure.
maybe
Short cut values used in the avian and mammal assessments (EFSA GD). 
maybe
Potential change in PECsoil and PECsw values.
yes

Toxicology

Method/Model
Details
Parameter name (if possible)
Climate Sensitive (yes/no/maybe)
Considerations on how to update/refine parameter values
Toxicology
 
 
no climate sensitive parameters were identified
 
EFSA online calculator (https://r4eu.efsa.europa.eu/).
 
 
no climate sensitive parameters were identified
However pay attention that some changes may appear due to climate change: Outcomes of DFR or exposure studies might be influenced by climate parameters and bridging approaches between zones might change. 
 
Relevance assessment of metabolites in groundwater
 
 
Indirectly affected by PECgw calculations. Further tox studies are potentially  needed but still covered by current method
No changes, covered by current method

Chemistry

Method/Model
Details
Parameter name (if possible)
Climate Sensitive (yes/no/maybe)
Considerations on how to update/refine parameter values
Phys/Chem
 
 
no (not relevant for risk assessment)
 
Analytical methods
 
 
no climate sensitive methods are used; therefore no changes are required
 
Storage stability
 
 
Testing of shelf-life is dependent on ambient temperature which is defined for moderate/temperate, hot, and very hot climate. Potentially for some regions a shift to hotter climates for this test would need to be considered.
Review by member states

Residues

Method/Model
Details
Parameter name (if possible)
Climate Sensitive (yes/no/maybe)
Considerations on how to update/refine parameter values
Metabolism in plants and animals
 
 
no climate sensitive methods are used; therefore no changes are required
However pay attention that metabolism can be influenced by the temperatures/CO2/stress in plants (Zandalinas S. et al., JEB, 2022) and may lead to additional metabolites or a shift in the relevant metabolites for the residue definition
 
Residues in plants
 
 
no climate sensitive methods are used; therefore no changes are required
However pay attention that some changes may appear due to climate change: shift of the geographical zones for residue trials, change of typical crops growing areas, change of major/minor crops status in northern zone
 
MRL calculator
 
Mean/SD
no
However due to more extreme conditions (drought/flooding, higher temperatures, local thunderstorm, plant stress), a higher variance in local plant growth and herewith residues levels within the northern zone may influence the estimation of the MRL (Mean+4SD))
 
pesticide_mrl_guidelines_​animal_model(Dietary burden calculation)
 
animal diets
maybe
Since crops that were typically growing in the southern zone may become easier available/grown in northern zone, a change in the animal feeding pattern may appear
Parameter "animal diet" should be updated, new animal diet data should be collected
fish dietary burden calculator
 
fish diet
no
 
Processing
 
 
no climate sensitive methods are used; therefore no changes are required
 
Rotational crops
 
 
no climate sensitive methods are used; therefore no changes are required
However parameters DT90 and PECs used for the design of rotational crop studies may be influenced by changed E-fate models
 
PRIMo
(Consumer risk assessment)
 
consumption data
maybe
A change of the "typical" consumption may change due to climate change (higher temperatures, change of local grown/available crops)
Parameter "consumption data" should be updated, new consumer survey data should be collected